Datasets:
format stringclasses 1
value | file_id stringclasses 64
values | raw_chunk stringlengths 9 6.08k | file_name stringclasses 64
values | title stringclasses 57
values | source_type stringclasses 4
values | author stringclasses 15
values | original_time stringclasses 39
values | content_time stringclasses 23
values | source_details stringclasses 1
value | data_version stringclasses 1
value | license_type stringclasses 1
value | is_generated stringclasses 1
value | country stringclasses 1
value | language stringclasses 2
values | keywords listlengths 0 5 | data_id stringclasses 67
values |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
pdf | 2793dc1a77388a3831f67297e7b3ba58 | It builds trust with our stakeholders, whether they are investors, business partners, potential Glencore employees, or members of a community in which we operate. Stakeholders want an accurate picture not only of our financial performance, but also the steps we take to ensure that wherever we operate, we do so responsi... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | By doing so, we hope to not only ensure our continued success as a leading, diversified producer and trader of commodities, but to also make a positive impact and create long-term value for all our stakeholders.
Gary Nagle Chief Executive Officer
# General Counsel and Head of Compliance year overview
Shaun Tei... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | In 2023 we reviewed, and amended where required, 22 Group Compliance documents; and we developed two new Group Compliance documents, our Personal Account Dealing Procedure and our Competition Law Guideline: Human Resources and Employment Considerations.
Training and awareness are essential because they help employees ... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | We've continued to enhance our Market Conduct Programme. We've grown the team and restructured it into groups focused on market conduct advisory, market regulation, and surveillance and monitoring. We've also made particular progress in the area of risk assessments by undertaking even more granular assessments designed... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | 7,563
Sanctions
Reviews completed by the Monitoring team
19
New users of the Ethics and Compliance app
1,841
Approved and active third parties that we continue to monitor in our third-party due diligence programme
93
Marketing business
885
Industrial assets
Rejected third parties
4
Marketing business
68
... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | - Glencore Energy UK Limited pleaded guilty to five counts of bribery and two counts of failure to prevent bribery under the UK Bribery Act 2010 in respect of the UK Serious Fraud Office (SFO) investigation. Glencore Energy UK Limited was ordered to pay a financial penalty and costs of £281 million; and
- Glencore In... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | - assess the effectiveness of our Programme (including an assessment of our culture and/or internal accounting controls) as it relates to the prevention of future misconduct similar to the bribery and market conduct violations investigated by the DOJ. This assessment will consider the Programme both from a design/struc... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | The work plans set out the work to be conducted by the monitor teams during their first review period.
# Work conducted to date by the monitor teams
The official monitoring period started with the signature of the engagement letters and kick-off presentations in Baar (12-19 June 2023) and New York (28 June 2023). The... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | # MIMF schedule
The MIMF monitor's activities focused on conducting interviews and attending briefings and trainings. During the first review period the MIMF monitor has conducted these activities through visits to the London office, visits to the New York office and visits to our offices in Baar, Singapore, Houston, ... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | Our Purpose is to responsibly source the commodities that advance everyday life. Our Values - safety, responsibility, simplicity, integrity, openness and entrepreneurialism - reflect our Purpose and define what it means to work at Glencore.
"It's essential all our employees live and operate by the Code, which reflects... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | We updated our communication toolboxes, developed additional Code and Values materials, and translated them into various languages. We encouraged teams at our offices and industrial assets to adapt and cascade the materials locally, and to continue engaging employees through meetings and townhall events where these top... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | # Raising awareness at Kamoto Copper Company
Our training facilitator at Kamoto Copper Company (KCC) launched a new initiative called the Safework Leadership Programme, in which he reminded participants about our Values and Code of Conduct. The initiative involved more than 900 employees and will be repeated every thr... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | I believe our processes are becoming more and more integrated in the daily operations of our sites and are proving helpful in standardising compliance practices across the region.
# Governance and structure
Tone at the top: our Board of Directors22Governance23Culture and commitment to compliance24Compliance team in... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | Liz Hewitt, Non-Executive Director, at the 2023 Compliance Summit
"The Compliance Summit was a great chance to meet members of the Regional and Local Compliance teams and hear their insights on the implementation of our Programme in the various regions. I'm particularly impressed by the commitment and engagement of ou... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | Our People Survey was last completed in 2022. Our planned cycle of direct global employee engagement is 18-20 months, as we believe this gives our businesses time to understand issues raised, develop appropriate plans and embed them before retesting through further surveys. However, some businesses have continued to so... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | We've also been working to assess the effectiveness of our Programme through ongoing monitoring and the regular production of compliance-related KPIs, which are shared with the oil leadership team on a regular basis."
Gareth Austin Head of Oil Compliance
# Maturity assessments
To periodically take stock of our progr... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | During day-to-day discussions with the business and when providing advice we, together with local management, stress our Values and Code, and how important these are in our daily conduct and business decisions.
Periodically, we send out email communications to all employees, reinforcing tone from the top and underscor... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | They are also used for management reporting and to monitor implementation of the various cyclical and non-cyclical compliance activities included in Regional Action Plans.
Qliksense dashboard showcasing ongoing compliance training and awareness activities, organised by type of audience, compliance topics, regions a... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | - Implements controls in relation to hiring, induction, training and discipline/ incentives
# Legal
- Advises Compliance on legal issues relevant to the Programme
Collaborates with Compliance on the implementation of procedures relating to joint ventures, M&A and disposals activity
Oversees Raising Concerns Progr... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | This helps ensure we have a strong control environment in place to manage our key compliance risks."
Andrea Bonafe
Head of Group Internal Audit and Assurance
# Our Programme
The Glencore Ethics and
Compliance Programme 38
Risk assessments 39
Policies, standards, procedures and guidelines 41
Training, awareness... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | Performing an analytical review of the completed local risk assessments to identify trends across risk areas, risks, type of operations, regions and residual risk ratings
Reviewing and analysing opportunities for improvement arising from monitoring reviews
Reviewing and analysing compliance-specific observations from... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | # Local risk assessment
During the local risk assessment process at one of our industrial assets in a high-risk jurisdiction, the Regional Compliance team identified a weakness in the control environment at a corporate foundation of that asset. The corporate foundation engaged in community investment and charitable do... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | Given the different structure and organisation between our marketing and industrial activities, Corporate Compliance issues different types of documents for the different parts of the business. In doing so, the different level of risk (generally higher for marketing activities) is also taken into account.
For our mark... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | PoliciesAnti-Corruption and BriberyAnti-Money LaunderingCompetition LawConflict of InterestFraudInformation GovernanceMarket ConductSanctionsWhistleblowingStandardsData ProtectionGifts and Entertainment – Marketing OfficesGifts and Entertainment – Industrial AssetsKnow Your Counterparty – Industrial AssetsLocal Concern... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | We translate our Code and all Group Compliance Policies into 11 languages: Chinese, French, German, Italian, Kazakh, Norwegian, Portuguese, Russian, Sepedi, Spanish and Tswana.
- All Group Compliance Standards, Procedures and Guidelines are generally issued in – at a minimum – English, French, Spanish and Russian. De... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | This was a great way for me to meet my colleagues and the wider team, having only recently joined Glencore. I particularly enjoyed the opportunity to strengthen my connection with the Regional team, while exchanging experiences and sharing insights on the different risks within our regions and the challenges that these... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | - events, such as the Compliance Summit.
Each Glencore office and industrial asset is required to develop its own local training plan, based on the T&A Planner, reflecting that office or industrial asset's local risk assessment, lessons learned, local legal or regulatory changes or any other local circumstances. Train... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | The drop in training numbers from last year is due to our high-risk audience taking in-person training instead of the annual compliance training Sanctions e-learning.
Breakdown by organisation type
Industrial asset
Marketing office
Corporate office
Code of Conduct
Anti-corruption and bribery
Sanctions
B... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | Where opportunities for improvement were identified, recommendations were issued, such as ensuring complete and accurate screenings, and that forms are thoroughly completed; and amendments were made to local procedures to align them with the corresponding Group ones.
# Events
Events, workshops and summits allow us to... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | # Grant Cornish
Local Compliance Coordinator
Based in South Africa, my role as Local Compliance Coordinator is to oversee and manage the implementation of the Programme across the Ferroalloys department. Qualified as a chartered accountant, I've been employed with Glencore for almost ten years, having worked in vario... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | # Advice
Advice is a key element of our Programme, as the Compliance team provides the business with valuable guidance to navigate complex compliance matters and to act in accordance with our Code of Conduct and Policies.
Our Compliance Officers are professionals with compliance, legal and audit backgrounds, and with... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | Under our Code and Policies, employees and contractors are expected and encouraged to speak openly and raise concerns about possible breaches of our Code, our Policies, or the law.
Follow the link to our Whistleblowing Policy.
We encourage whistleblowers to first raise concerns with their managers or supervisors as... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | If a concern is received at the local level and classified as high, it is required to be reported to Corporate within 24 hours.
# Commodity Department Protected Concern Management Guideline
Our Commodity Department Protected Concern Management Guideline provides the leadership of our commodity departments with guidan... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | 52 days to clos
In 2023, there were
64
instances of disciplinary action applied in respect of Protected Concerns received by the Raising Concerns Programme (2022: 74).
This included nine terminations, one suspension and 11 verbal or written warnings. Other disciplinary measures included mandatory counselling, coach... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | It also sets out the importance of protecting the confidentiality of information relating to an investigation.
The Local Concerns Management Standard includes a template local investigation procedure for locally led investigations. The Standard permits modification of the template to account for local nuances, as long... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | The leaders and senior managers of our corporate functions, marketing departments and industrial assets set the cultural tone for the organisation, and therefore their behaviour is a key driver of the culture of compliance we achieve. At the end of financial year 2022, we enhanced our existing approach to behavioural r... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | For Glencore's leaders and senior managers, non-completions of mandatory trainings are reviewed by the Group HR function and deductions to compensation are decided by the Head of Group HR and the CEO. We believe this independent review is the appropriate mechanism to ensure our most senior leaders are being held accoun... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | The CEO is currently the only Executive Director.Risk: remuneration arrangements should ensure reputational and other risks from excessive rewards, and behavioural risks that can arise from target-based incentive plans, are identified and mitigated.There are suitable mechanisms for the Remuneration Committee to reduce ... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | Our local stakeholders are becoming increasingly aware of Glencore's approach to ethical business and our compliance standards. Sometimes we face resistance, but consistently reaffirming our clear position, and continuing to interact closely with stakeholders, has enabled a continuous improvement in the practices in th... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | Declarations can be made:
- electronically through the relevant platform (coi.glencore.net)
- via the Ethics and Compliance app
- via paper forms
by email to Compliance.
- Compliance reviews the declaration and confirms whether a conflict exists and, if so, the type of conflict.
- Compliance follows up to obt... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | Group Finance supports the implementation of our Fraud Policy through its financial risk and assurance framework and supporting Procedures and Standards.
We raise awareness among our employees on fraud in various trainings, including our annual Code of Conduct eLearning. We discuss fraud cases during targeted in-perso... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | We do not enter into any new trading business in respect of Russian-origin commodities unless directed by the relevant government authorities. Compliance and the business work closely together to carefully consider each transaction, and we continuously enhance our Policies, Procedures and controls as part of our effort... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | During the course of the KYC process, the KYC team identified that the prospective counterparty did not have any economic presence in the BVI (neither employees nor office premises). The prospective counterparty was incorporated in the BVI via a registered agent, but all day-to-day operations and management were carrie... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | Lawrence Hughes
Head of Market Conduct
# Our Programme in action
# Risk assessments
During 2023, we significantly enhanced our Market Conduct risk assessment framework to support an expanding monitoring and surveillance programme.
# Development of risk assessment framework
Supported by external consultants, th... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | This enhancement in data analytics will be pivotal for interpreting complex data sets and identifying subtle nuances of potential market abuse. In our efforts towards a comprehensive and proactive surveillance strategy that surpasses the capabilities of standard surveillance systems, we plan to expand Falcon's surveill... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 | |
pdf | 2793dc1a77388a3831f67297e7b3ba58 | Examples of regulatory focus and development areas in 2023 were: cross-border data transfers, especially between the EU and the US and data exports out of China; the revised Data Protection Act in Switzerland; and proposals for a regulatory framework on artificial intelligence.
In 2023, the IGDP team focused on target... | 17550773936493504.pdf | Energising today | 企业基本信息 | 嘉能可 Glencore | 2023-12-31 00:00:00 | 2023-12-31 00:00:00 | 1.0.0 | 商业授权 | 0 | 中国 | en | [] | 2793dc1a77388a3831f67297e7b3ba58 |
CIMD
中文说明
数据集概述
CIMD 是一个面向文档智能任务的跨来源、多语言 JSONL 语料库。当前公开快照包含 111,308 条解析记录,覆盖制度参考、学术与长文档资料、机构分析、企业运营、公共讨论和市场相关材料等来源家族。每条记录都把正文与来源类型、语言、时间、关键词、授权标签和来源字段放在同一个结构里,用户拿到数据后可以直接做检索、抽样、审计和数据治理。
公开数据已转换为统一字段,并按来源家族拆分为可单独加载的子集;它不是原始文件夹的简单打包。用户可以只读取制度参考、学术长文档或公共讨论记录,也可以合并多个子集构建检索库、抽取训练候选样本、构造评测样本池,并按来源、语言和时间字段继续筛选。
CIMD 和通用网页语料的差别在于记录级元数据。它不只提供可索引文本,还提供 file_id、data_id、source_type、时间字段、语言标签、关键词和授权标记。和单一文献集合相比,它同时保留多类文档来源;和普通文件导出相比,它有稳定的 JSONL schema、子集配置和 manifest。研发团队可以用它做向量化、检索样本构建和模型数据筛选,数据团队可以用它做样本核验、版本对比和资产登记。
数据特点
来源家族清晰。 CIMD 把制度参考、学术出版物、长文档资料、机构分析、企业资料、公开观点和市场相关材料放进同一套记录体系。不同来源保留各自的 source_type,也能通过统一字段一起检索、筛选和统计。需要多类证据共同支持的任务,可以在同一份语料内完成跨来源召回。
长文档更容易加载。 公开数据主要来自 PDF、DOCX、JSONL 等载体,发布时统一整理为按行读取的 JSONL。raw_chunk 保存解析后的文本块,单个源文件可以对应多条记录。当前块长不是固定 token 长度,公开快照的 raw_chunk 中位数字符数约为 3,951,P95 约为 4,091;进入向量库或长上下文模型前,用户可按窗口长度重新切分。
元数据跟随正文。 file_id、data_id、file_name、source_type、original_time、content_time、language、keywords、license_type 和 source_details 等字段都在记录体内。使用者可以按来源、时间、语言和主题过滤,也可以把检索命中、模型回答或抽检样本回溯到具体记录。当前公开快照的 source_details 仅在有可发布来源说明时填充,记录级追溯主要依赖 file_id、data_id、file_name 和 source_type。
覆盖中英文和其他语言标签。 当前快照包含 en、zh 和 other 三类语言标签,可用于构建跨语种检索样本、多语言文档分类语料和双语知识库。需要精确到具体小语种的任务,应先检查或重新标注 other 类记录。
子集可以单独使用。 仓库按 reference_governance、scholarly_literature、enterprise_operations、public_discourse 等来源家族组织。用户可以只加载一个子集做专项任务,也可以把多个子集合并成完整语料。这个结构适合做分组实验、增量验证和权限分层;如果要发布标准 benchmark,需要另行构造查询、标注和评价集。
提供固定加载配置。 当前版本声明了完整的 dataset configs,每个子集都有固定配置名和路径。用户可以通过 Git LFS 获取完整文件,也可以用 Hugging Face datasets 的配置名流式加载;ModelScope 用户也能按 subset_name 读取。下载、抽样和预处理可以复用同一套路径约定。
支持检索结果回溯。 RAG 系统除了正文,还需要标题、来源、时间和语言等字段。CIMD 将这些字段保留在记录中,用户可以在检索时做来源过滤和时间窗口筛选,并在生成回答后回到记录层面核验证据。
公开版本经过发布前筛选。 当前版本仅保留本次可公开发布的记录。筛选范围包括元数据完整性、来源可追溯性、授权标记和解析质量;用户在训练、分发或商用前仍需结合具体来源核验授权范围。
方便做数据资产盘点。 dataset_manifest.json 保留了公开快照的总体规模、子集规模、语言分布、格式分布和来源类型分布。使用者可以把它作为数据清单,也可以用来做后续版本对比、质量抽检和数据目录登记。
数据组成
当前公开快照包含 111,308 条 JSONL 记录,覆盖 9,655 个去重 file_id,保留 35 类 source_type。
| 子集 | JSONL 记录条数 | 去重 file_id 数 |
路径 | 内容 |
|---|---|---|---|---|
reference_governance |
90,197 | 6,919 | data/corpus/reference_governance/train.jsonl |
法规、政策、标准和合规参考材料 |
scholarly_literature |
17,569 | 2,053 | data/corpus/scholarly_literature/train.jsonl |
学术出版物、长文档资料、学位论文和会议记录 |
enterprise_operations |
1,744 | 64 | data/corpus/enterprise_operations/train.jsonl |
企业资料、运营信息、产能记录、融资材料和项目更新 |
public_discourse |
1,286 | 545 | data/corpus/public_discourse/train.jsonl |
公共讨论、媒体材料和观点记录 |
institutional_analysis |
484 | 68 | data/corpus/institutional_analysis/train.jsonl |
研究机构、协会、咨询机构和金融机构分析材料 |
market_observations |
20 | 2 | data/corpus/market_observations/train.jsonl |
市场、交易和价格相关记录 |
miscellaneous_records |
8 | 4 | data/corpus/miscellaneous_records/train.jsonl |
未归入主要来源家族的记录 |
快照统计
| 项目 | 数值 |
|---|---|
| 公开 JSONL 记录条数 | 111,308 |
去重 file_id 数 |
9,655 |
source_type 类别数 |
35 |
| 已声明子集配置 | 7 |
| 公开发布过滤前记录条数 | 379,648 |
| 过滤排除记录条数 | 268,340 |
语言分布:
| 语言 | 记录数 |
|---|---|
en |
59,625 |
zh |
19,856 |
other |
31,827 |
格式分布:
| 格式 | 记录数 |
|---|---|
pdf |
109,069 |
jsonl |
704 |
docx |
1,528 |
doc |
7 |
目录结构
data/
corpus/
reference_governance/train.jsonl
scholarly_literature/train.jsonl
public_discourse/train.jsonl
enterprise_operations/train.jsonl
institutional_analysis/train.jsonl
market_observations/train.jsonl
miscellaneous_records/train.jsonl
dataset_manifest.json
OpenCSG数据集许可协议.md
数据结构
当前仓库以 JSONL 为主,每行对应一条解析记录。单个源文件可以对应多条记录,因此文件数与记录数不是同一统计口径。
| 字段 | 类型 | 说明 |
|---|---|---|
format |
string | 来源文件或载体格式 |
file_id |
string | 文件标识 |
raw_chunk |
string | 解析后的文本内容 |
file_name |
string | 原始文件名 |
title |
string | 标题 |
source_type |
string | 来源类型 |
author |
string | 作者、机构或发布主体 |
original_time |
string | 原始发布时间 |
content_time |
string | 内容时间 |
source_details |
string | 公开来源链接或来源说明 |
data_version |
string | 数据版本 |
license_type |
string | 记录级授权类型 |
is_generated |
string | 是否标记为生成内容 |
country |
string | 国家标签 |
language |
string | 语言标签 |
keywords |
array | 关键词 |
data_id |
string | 记录标识 |
示例:
{
"format": "pdf",
"file_id": "7d49b52f6e2f48f7a56f169b0f8d9214",
"file_name": "policy_reference.pdf",
"data_id": "7d49b52f6e2f48f7a56f169b0f8d9214-0001",
"title": "Administrative reference note",
"source_type": "国家法律法规",
"author": "Public agency",
"original_time": "2024-01-04 00:00:00",
"content_time": "2024-01-03 00:00:00",
"data_version": "1.0.0",
"is_generated": "0",
"country": "中国",
"language": "zh",
"keywords": [
"政策法规"
],
"license_type": "商业授权",
"raw_chunk": "...",
"source_details": "https://example.com/reference/2024-01-03"
}
获取与加载
通过 Git 获取:
git lfs install
git clone https://opencsg.com/datasets/OpenCSG/CIMD.git
cd CIMD
git lfs pull
使用 Hugging Face datasets:
from datasets import load_dataset
dataset = load_dataset(
"opencsg/CIMD",
"reference_governance",
split="train",
streaming=True,
)
使用 ModelScope:
from modelscope.msdatasets import MsDataset
dataset = MsDataset.load(
dataset_name="CIMD",
namespace="OpenCSG",
subset_name="reference_governance",
split="train",
)
适用场景
- 多来源文档检索与 RAG
- 长文档问答与证据归因
- 文档分类、来源识别和主题标注
- 数据目录、质量抽检和授权审计
- 继续训练语料筛选与评测集构建
- 企业知识库和内部文档智能应用
使用注意
- 当前计数单位为解析记录,不等同于去重后的原始文档数。
- 当前公开子集通过 Git LFS 管理。
- 不同来源之间可能存在重复、近重复或解析噪声。
- 时间字段可能表示发布时间、内容时间或抽取时间。
- 用于训练、分发或商用前,需要结合来源信息核验实际授权范围。
许可说明
使用本数据集需要遵循 OpenCSG 数据集许可协议。仓库 metadata 中的 license: other 表示本数据集采用平台预设列表之外的许可协议,实际许可条款以该协议为准。
本数据集可按 OpenCSG 数据集许可协议申请商业用途。若计划将本数据集,或基于本数据集训练、增强的模型、系统、Agent、API 服务和商业产品用于商业场景,请发送邮件至 lorraineg@opencsg.com 获取许可。
当前公开快照中的 license_type: 商业授权 是记录级授权来源标记,不替代仓库级许可协议。
引用
@dataset{opencsg_cimd_2026,
title = {CIMD: A Cross-Source Multilingual Document Corpus},
author = {OpenCSG},
year = {2026},
url = {https://opencsg.com/datasets/OpenCSG/CIMD},
note = {OpenCSG dataset repository}
}
English
Overview
CIMD is a 111,308-record JSONL corpus for document-intelligence work across publicly available and authorized document sources. The snapshot covers governance references, scholarly and long-form documents, institutional analysis, enterprise operations, public discourse, market-related records, and miscellaneous records. Each text chunk uses a consistent record schema that keeps source, language, time, license, keyword, and provenance fields alongside the text.
The public release puts heterogeneous materials into one schema and splits them into source-family subsets that can be loaded independently. Users can load only governance references or long-form scholarly records, combine several subsets for retrieval, or use the full snapshot for corpus filtering and model-data preparation. The layout is meant to work in ordinary data pipelines rather than only as a static archive.
Unlike general web corpora, CIMD exposes record-level provenance, source-family splits, license labels, language tags, timestamps, and stable record IDs in every sample. Unlike a single-source publication dump, it includes several document families under one schema. That makes it easier to build RAG systems with citations, evaluate retrieval behavior, inspect training samples, and maintain a data catalog without rebuilding the metadata layer from scratch.
Key Properties
Cross-source structure. CIMD combines policy and reference material, academic publications, long-form documents, institutional reports, enterprise material, public commentary, and market-related records. Source families remain visible through source_type and subset names, while the fields stay consistent enough for unified loading and retrieval. Applications that need evidence from more than one kind of document can work within one corpus.
Prepared for long-document workflows. Most records originate from document formats such as PDF and DOCX, then ship as line-oriented JSONL. A source file can produce multiple records, which keeps the file-level relationship while giving retrieval and review systems a manageable unit of text. This works well for chunk indexing, vector stores, long-document QA, and batch quality checks.
Record-level metadata. Fields such as file_id, data_id, source_type, original_time, content_time, language, keywords, license_type, and source_details are stored inside each record. Users can filter by source, language, time range, topic, or license label, and they can trace a retrieved passage or sampled training record back to its record identifier.
English, Chinese, and records labeled other. The snapshot includes en, zh, and other language labels. It can support single-language experiments, bilingual retrieval, and mixed-language document classification. Users who need a specific language inside other should inspect or reclassify those records before relying on language-specific results.
Organized by source family. The repository is organized by source family: reference_governance, scholarly_literature, enterprise_operations, public_discourse, and related subsets. This makes it possible to load only reference material, isolate public commentary, or compare retrieval behavior across different document families without writing custom split logic first.
Ready for common data tooling. The current release declares subset config names and paths for each subset. Users can pull the files with Git LFS, stream a subset through Hugging Face datasets, or load the same subset name through ModelScope. Offline processing jobs, sample selection, index builds, and serving jobs can use one path convention.
Useful for explainable retrieval. RAG systems need text passages together with titles, source labels, dates, languages, and license fields. CIMD keeps those fields in the record, so downstream systems can return attributed answers, apply source filters, audit retrieved evidence, and reproduce sampling decisions.
Public-release filtered snapshot. The released version keeps records that meet the rules for this public snapshot. The filter covers metadata and body text, with checks for release eligibility, license and provenance traceability, field completeness, content suitability, and parsing quality. This release filter is a publication step, not a substitute for the user's own review of provenance, authorization, privacy boundaries, and downstream-use rights.
Manifest for data operations. dataset_manifest.json records snapshot size, subset counts, language distribution, format distribution, and retained source-type distribution. It can be used as a quick inventory for data catalogs, release checks, quality review, and future version comparisons.
Data Composition
The current public snapshot contains 111,308 JSONL records, 9,655 unique file_id values, and 35 retained source_type values.
| Subset | JSONL records | Unique file_id values |
Path | Content |
|---|---|---|---|---|
reference_governance |
90,197 | 6,919 | data/corpus/reference_governance/train.jsonl |
Policies, regulations, standards, and compliance-oriented reference material |
scholarly_literature |
17,569 | 2,053 | data/corpus/scholarly_literature/train.jsonl |
Academic publications, long-form research material, dissertations, and conference records |
enterprise_operations |
1,744 | 64 | data/corpus/enterprise_operations/train.jsonl |
Enterprise profiles, operations information, capacity records, finance material, and project updates |
public_discourse |
1,286 | 545 | data/corpus/public_discourse/train.jsonl |
Public commentary, media materials, and opinion records |
institutional_analysis |
484 | 68 | data/corpus/institutional_analysis/train.jsonl |
Reports and analysis from research organizations, associations, consultancies, and financial institutions |
market_observations |
20 | 2 | data/corpus/market_observations/train.jsonl |
Market, transaction, and pricing-related records |
miscellaneous_records |
8 | 4 | data/corpus/miscellaneous_records/train.jsonl |
Records that do not map to a primary source family |
Snapshot Statistics
| Item | Value |
|---|---|
| Public JSONL records | 111,308 |
Unique file_id values |
9,655 |
Distinct source_type values |
35 |
| Declared subset configs | 7 |
| Records before public-release filtering | 379,648 |
| Records excluded by filtering | 268,340 |
Language distribution:
| Language | Records |
|---|---|
en |
59,625 |
zh |
19,856 |
other |
31,827 |
Format distribution:
| Format | Records |
|---|---|
pdf |
109,069 |
jsonl |
704 |
docx |
1,528 |
doc |
7 |
Repository Layout
data/
corpus/
reference_governance/train.jsonl
scholarly_literature/train.jsonl
public_discourse/train.jsonl
enterprise_operations/train.jsonl
institutional_analysis/train.jsonl
market_observations/train.jsonl
miscellaneous_records/train.jsonl
dataset_manifest.json
OpenCSG数据集许可协议.md
Schema
The repository primarily stores JSONL records. Each line corresponds to one parsed record. A source file can produce more than one record.
| Field | Type | Description |
|---|---|---|
format |
string | Source file or carrier format |
file_id |
string | File identifier |
raw_chunk |
string | Parsed text content |
file_name |
string | Original file name |
title |
string | Title |
source_type |
string | Source type |
author |
string | Author, institution, or publishing body |
original_time |
string | Original publication time |
content_time |
string | Content time |
source_details |
string | Public source URL or source note |
data_version |
string | Record version |
license_type |
string | Record-level license classification |
is_generated |
string | Generated-content flag |
country |
string | Country tag |
language |
string | Language tag |
keywords |
array | Keywords |
data_id |
string | Record identifier |
Access and Loading
Access via Git:
git lfs install
git clone https://opencsg.com/datasets/OpenCSG/CIMD.git
cd CIMD
git lfs pull
Load with Hugging Face datasets:
from datasets import load_dataset
dataset = load_dataset(
"opencsg/CIMD",
"reference_governance",
split="train",
streaming=True,
)
Load with ModelScope:
from modelscope.msdatasets import MsDataset
dataset = MsDataset.load(
dataset_name="CIMD",
namespace="OpenCSG",
subset_name="reference_governance",
split="train",
)
Intended Uses
- Multi-source document retrieval and RAG
- Long-document QA and evidence attribution
- Document classification, source identification, and topic tagging
- Data cataloging, quality review, and authorization checks
- Training-corpus filtering and benchmark construction
- Enterprise knowledge-base and document-intelligence applications
Limitations
- Counts use parsed records rather than deduplicated source documents.
- Public subset files are stored with Git LFS.
- Records from different sources may contain duplicates, near-duplicates, or parsing noise.
- Time fields may represent publication time, content time, or extraction time depending on the source.
- Users should verify provenance and the effective authorization scope before redistribution or downstream commercial use.
Licensing
Use of this dataset is governed by the OpenCSG Dataset License Agreement. The license: other metadata value indicates that the license is outside the platform's preset license list. The license file in this repository is authoritative. This dataset supports commercial use. For commercial use of the dataset, models, systems, agents, APIs, or products trained or enhanced with this dataset, follow the license agreement and contact lorraineg@opencsg.com for authorization.
Citation
@dataset{opencsg_cimd_2026,
title = {CIMD: A Cross-Source Multilingual Document Corpus},
author = {OpenCSG},
year = {2026},
url = {https://opencsg.com/datasets/OpenCSG/CIMD},
note = {OpenCSG dataset repository}
}
- Downloads last month
- 14